Market Organization and Structure - Module 1 – EQUITY – CFA® Level I 2025

Download PDF Now: https://www.finquiz.com/cfa/level-1/summary/ 2025 Prep Packages for the CFA® Program exam offered by FinQuiz Pro (notes, summaries, question bank, mock exams, and formula sheet): Level I: https://www.finquiz.com/cfa/level-1/ Level II: https://www.finquiz.com/cfa/level-2/ Level III: https://www.finquiz.com/cfa/level-3/ 00:00:00 – 00:05:00 | Introduction & Overview • Welcome & introduction to market organization and structure • Why financial markets matter for your CFA journey 00:05:00 – 00:12:00 | The Role of the Financial System • How the system helps us save, borrow, invest, and manage risk • Overview of market order and the need for structure 00:12:00 – 00:20:00 | Financial Instruments & Trading Mechanics • Discussion on derivatives, currency exchange, and hedging • How markets enable trading of assets for immediate and future delivery 00:20:00 – 00:30:00 | Interest Rates, Capital Allocation & Investment Types • Equilibrium interest rate explained through supply and demand for funds • How efficient capital allocation drives economic growth • Traditional versus alternative investments overview 00:30:00 – 00:38:00 | Securities & Pooled Investment Vehicles • What are securities? (Stocks, bonds, etc.) • Introduction to pooled investments (mutual funds, ETFs, trusts) 00:38:00 – 00:45:00 | Contracts, Derivatives & Settlement Methods • Overview of derivative contracts (forwards, futures, options) • Settlement: physical versus cash; spot contracts explained 00:45:00 – 00:55:00 | Trading Sessions & Market Structures • Call markets vs. continuous trading • Order-driven vs. quote-driven markets and pricing rules 00:55:00 – 01:05:00 | Order Types, Execution & Clearing • Types of orders: market, limit, stop orders, etc. • How orders are executed, cleared, and the role of custodians 01:05:00 – 01:15:00 | Market Regulation & Transparency • The role of regulatory bodies (SEC, SROs) and why regulation matters • How transparency and fair disclosure keep markets efficient 01:15:00 – 01:25:00 | Securitization & Primary vs. Secondary Markets • How companies raise capital through IPOs and secondary offerings • An overview of securitization (e.g., mortgage-backed securities) 01:25:00 – 01:35:00 | Financial Intermediaries & Their Functions • The roles of banks, brokers, dealers, clearing houses, and custodians • How intermediaries help connect buyers and sellers 01:35:00 – 01:45:00 | Wrap-Up of Core Market Concepts • Recap of key points about market organization, structure, and system functions • How these fundamentals impact investment decisions and CFA exam preparation 01:45:00 – 02:05:31 | Final Review & Additional Insights • Further discussion on market efficiency, risk management, and regulatory impact • Final tips, resource plug (PDFs, Stanley notes, question banks) and concluding remarks Unlock a clear understanding of Market Organization and Structure with this full lecture designed for CFA® Level 1 (2025) candidates. From primary and secondary markets to the roles of financial intermediaries and market participants, this in-depth session reveals how equity, fixed income, and derivatives markets function. Learn about market efficiency, bid-ask spreads, order types, and the crucial part regulators play in maintaining fair and transparent markets. Discover how financial systems facilitate capital allocation, risk management, and the flow of funds—all vital for anyone pursuing the Chartered Financial Analyst designation. Packed with real-world examples, study tips, and references to CFA curriculum concepts, this lecture is your one-stop resource for mastering the backbone of modern finance. Plus, explore FinQuiz resources—Stanley notes, formula sheets, mock exams, and the FinQuiz question bank—to supercharge your exam preparation. Whether you’re new to the material or reviewing for your upcoming test, this video ensures you’re equipped to navigate the complexities of market organization and structure with confidence.